场外交易柜台和主经纪商的入职摩擦
由原文自动翻译 · 阅读原文 (English)
有没有人觉得新场外流动性提供商或主经纪商账户的入职流程越来越痛苦?KYB 要求似乎大幅提高,将执行时间推迟了数周,有时甚至数月。在试图分散交易对手风险或抓住即时市场机会时,这尤其令人沮丧。想知道是否有人找到了在不牺牲合规性的前提下加快这一流程的效率或最佳实践。
由原文自动翻译 · 阅读原文 (English)
有没有人觉得新场外流动性提供商或主经纪商账户的入职流程越来越痛苦?KYB 要求似乎大幅提高,将执行时间推迟了数周,有时甚至数月。在试图分散交易对手风险或抓住即时市场机会时,这尤其令人沮丧。想知道是否有人找到了在不牺牲合规性的前提下加快这一流程的效率或最佳实践。
The increased KYB is definitely a drag. It makes sense from a compliance perspective, but the operational impact on speed to market is significant. Have you explored any service providers that help streamline the documentation process, or is it still mostly in-house?
This is something I've been noticing as well. Are the increased KYB requirements mostly coming from a regulatory push, or are individual institutions just getting more cautious in general?
Absolutely. We've seen the same, particularly with smaller or newer firms trying to onboard with established primes. The regulatory landscape has shifted, and compliance departments are understandably more cautious. Have you found any particular providers more efficient in their onboarding process, or is it a universal slowdown?
Yeah, I've noticed this too, especially with some of the newer regulations. It feels like every step now requires three more forms. Has anyone found a specific type of provider that's more streamlined, or is it just universally slow right now?
Traderforum · 简体中文