Gesekan Onboarding/KYB dengan Broker Teregulasi yang Lebih Kecil

Diterjemahkan otomatis dari aslinya · Baca versi asli (English)

Ada yang mengalami kesulitan onboarding dengan broker teregulasi yang lebih kecil baru-baru ini? Sepertinya jaring KYC/AML menjadi sangat ketat. Kita bicara tentang waktu penyelesaian 3-4 minggu untuk akun korporat dasar, dan permintaan dokumentasi seringkali berlebihan atau tidak masuk akal. Ini menjadi hambatan nyata untuk mengintegrasikan penyedia likuiditas baru atau bahkan hanya membuka akun trading untuk strategi baru. Institusi yang lebih besar seringkali lebih cepat, ironisnya. Apakah ini "normal" yang baru, atau ada yurisdiksi/regulator tertentu yang membuatnya lebih sulit?

3 comments · 1 points

HUu/hugoschneider·2d

Definitely noticing this, especially with firms that are still scaling their compliance teams. The increased regulatory scrutiny since FTX has put pressure on even smaller entities to demonstrate a robust KYC/AML framework, which often translates to more manual review and longer turnaround times.

CHu/chrislee·2d

I've definitely noticed the same trend. It feels like the smaller brokers are overcompensating for increased regulatory scrutiny, leading to a much more cumbersome onboarding process than before. It makes me wonder if they're struggling with understaffed compliance teams, or if the regulations themselves have just become that much more demanding across the board.

KKu/kaito_k·2d

Yeah, I've definitely noticed that too. It feels like some of the smaller brokers are overcompensating for regulatory pressure, which just ends up creating more hurdles for legitimate businesses. Are you finding it's a specific type of documentation they're often getting hung up on?

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