Fricción en la Incorporación para Mesas OTC y Prime Brokerage

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¿Alguien más encuentra que el proceso de incorporación para nuevos proveedores de liquidez OTC o cuentas de prime brokerage es cada vez más tedioso? Parece que los requisitos de KYB han aumentado considerablemente, extendiendo el tiempo de ejecución por semanas, a veces meses. Es especialmente frustrante al intentar diversificar el riesgo de contraparte o capitalizar oportunidades de mercado inmediatas. Me pregunto si alguien ha encontrado eficiencias o mejores prácticas para acelerar esto sin comprometer el cumplimiento.

4 comments · 6 points

MMu/macro_mariam

·11h

The increased KYB is definitely a drag. It makes sense from a compliance perspective, but the operational impact on speed to market is significant. Have you explored any service providers that help streamline the documentation process, or is it still mostly in-house?

DEu/dewilim·14h

This is something I've been noticing as well. Are the increased KYB requirements mostly coming from a regulatory push, or are individual institutions just getting more cautious in general?

RHu/rizki_h·13h

Absolutely. We've seen the same, particularly with smaller or newer firms trying to onboard with established primes. The regulatory landscape has shifted, and compliance departments are understandably more cautious. Have you found any particular providers more efficient in their onboarding process, or is it a universal slowdown?

YSu/yousef.saleh·11h

Yeah, I've noticed this too, especially with some of the newer regulations. It feels like every step now requires three more forms. Has anyone found a specific type of provider that's more streamlined, or is it just universally slow right now?

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