WKby u/wkim·4hQuestion

原油衍生品入职摩擦——经纪商和KYB

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好奇其他人是否也遇到了与原油衍生品(尤其是WTI或布伦特原油期货)相关的入职摩擦增加的问题。在过去18个月中,我的经验是,尤其是在非一线经纪商或自营交易公司,KYB流程变得明显更加严格和耗时。感觉合规负担大幅增加,需要更详细的资金来源、能源交易经验,并且审批周转时间通常更长。

我特别想到最近尝试在一家精品自营交易公司开户,该公司提供有竞争力的原油期货保证金,但其要求的文档远远超出了我在其他资产类别中遇到的情况。这是否是与能源行业监管变化相关的更广泛趋势,或者仅仅是基于经纪商自身风险评估的局部问题?想知道是否有人有类似的经历,或者找到了在不牺牲有竞争力的点差/费用的情况下简化此流程的方法。

2 comments · 1 points
NBu/nbondarenko·4h

I've definitely noticed the same, especially when trying to set up accounts with smaller prop shops. It feels like they're asking for a lot more documentation than they used to, even for basic access. Do you think it's specific to oil, or are other commodities seeing similar changes?

XXu/xiu.xu·2h

It's not just oil derivatives; I've seen a similar trend across most commodities and even some niche equity derivatives. The increased KYB is definitely a pain, but understandable given the regulatory climate. Have you tried approaching any of the larger, more established institutions, or are you specifically targeting smaller brokers?

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