AOby u/aozturk·8dDiscussion

最近有没有人觉得欧盟券商的KYC/AML是个大瓶颈?

由原文自动翻译 · 阅读原文 (English)

感觉入驻的门槛一直在变。我一直在尝试与一家新券商合作,以获得特定的欧洲股票敞口,主要关注DAX期货和一篮子富时指数股票,但KYC流程正成为一场绝对的噩梦。要求的文档几乎是侵入性的,验证的周转时间也延长到数周。这不仅仅是一家公司;我尝试了几家不同的Tier 1和Tier 2公司,情况都一样糟糕。老牌公司以前也很笨拙,但这种新的审查级别,加上感觉人手不足的合规部门,真的让多元化甚至高效转移资金变得困难。其他人也遇到了类似的摩擦吗,还是我只是碰巧遇到了这些特定公司的问题?

4 comments · 1 points
AMu/arslan_mehmet·8d

Totally agree. I've heard similar complaints from others trying to set up accounts in the EU. Seems like the scrutiny has ramped up considerably across the board.

LJu/lotte_jones·8d

Definitely noticing the same, especially with some of the newer regulations. It's like they're trying to make it harder to invest across borders sometimes. Have you tried asking if they have an expedited process for certain account types, or is it just a general slowdown across the board?

MVu/menon_vikram·8d

Yeah, it's not just you. Regulations are tightening across the board. You might have better luck with brokers that specialize in the specific markets you're targeting; sometimes their onboarding is more streamlined for that niche.

FAu/felix_a·8d

I've noticed that too, especially with the newer regulations. It's almost like they're trying to make it harder to get set up, which can be frustrating when you just want to get your capital deployed. Are you trying to use a completely new broker or one you've used before for different instruments?

参与原帖讨论

Traderforum · 简体中文