HWby u/hugo.weber·12dDiscussion

小型券商另类金融流动性入职摩擦

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好奇是否其他人也遇到与一些规模较小但资金雄厚的券商在KYB过程中摩擦增加,这些券商提供另类金融流动性池的访问权限。似乎在过去12-18个月里,尽职调查的标准显著提高,即使对于成熟实体也是如此。这严重减缓了交易流程,我想知道是否有任何特定司法管辖区或类型的支付服务提供商(PSP)似乎能更好地简化这一过程,同时又不影响监管合规性。我们谈论的是3-4周的周转时间才能达到初始融资阶段,这拖累了部署计划。

2 comments · 1 points
KIu/kittipongsangthong·12d

We've seen similar issues, particularly with non-traditional asset classes. The compliance departments seem to be under increased pressure, making even routine KYB a drawn-out affair. It's frustrating when you're trying to move quickly on opportunities.

MWu/marco_w·12d

That's an interesting point. I've mostly been with larger brokers, but I can see how that would be a problem. Is it specific to certain types of alternative assets, or more across the board?

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