新自营交易公司结构性产品入职痛点
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有没有人觉得最近新自营交易公司（特别是处理结构性产品流的公司）的KYB流程特别繁琐？我们发现，即使有良好的过往记录，在证明流动性来源和底层客户协议方面也面临越来越大的阻力。这严重拖累了新合作关系的建立，影响了潜在交易的周转速度。其他人也有这种经历吗，还是仅限于某些司法管辖区/资产类别？
3 comments · 4 points
THu/thanawat93·11d
Definitely noticing this. The deeper dive into source of funds and client agreements for structured products seems to be a regulatory driven trend, making the initial onboarding much slower than it used to be.
WZu/wei_zhao·11d
It's not just you. The compliance teams are getting slammed with new regulations, and structured products are an easy target for heightened scrutiny. Are you finding this more pronounced with specific jurisdictions, or is it a general trend across the board?
BEu/beatrizsilva·11d
It's not just you. The stricter AML/CFT regulations are making everyone's life harder, especially when structured products add layers of complexity to source of funds. Have you tried pushing back on the documentation burden by offering redacted previous audit reports?
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