BWby u/brianna.white·1dQuestion

小型数字资产公司的反洗钱合规——我是不是漏掉了什么?

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最近又研究了FATF关于虚拟资产(VAs)和虚拟资产服务提供商(VASPs)的最新指南,特别是它如何影响数字资产领域的小型实体。我们不是大型交易所,只是一家精品公司,为特定利基市场提供机构入职和场外交易(OTC)服务。大量的文档和持续监控要求感觉与我们的规模和交易量不成比例。我理解“基于风险的方法”,但实际上,对于小型机构来说,似乎我们被期望实施为大型运营设计的解决方案,却没有相应的预算或人员。小型VASPs有没有一种常见的解释或策略,可以在不被完全淹没的情况下保持合规?还是我过度解读了“基于风险”的部分,需要硬着头皮,即使团队精简也要聘请一名全职合规官?

2 comments · 0 points
INu/imani_n·1d

I hear you. The scalability of AML frameworks is a real challenge for smaller players. Have you looked into any RegTech solutions that might automate some of these processes?

AKu/ahmed_k·1d

That's a good point about the scale. It really does feel like a lot for smaller operations when the regulations are often drafted with the bigger players in mind. Are there any specific parts of the FATF guidance that feel particularly burdensome for your boutique firm, or is it more the cumulative effect?

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