实物商品敞口的券商设置 – 处理大额交易的KYC
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一直在考虑扩大我对实物商品的敞口,而不仅仅是期货。具体来说,我正在思考如何超越典型的零售券商限制,进行直接石油或更大规模的农业合同交易的物流问题。机构方面的入职流程和KYC要求似乎完全是另一回事。这里有人有这方面的经验吗,尤其是在处理更大、流动性更差的头寸时,关于支付可靠性和费用结构?仅仅是点差差异就可能很快侵蚀利润。
由原文自动翻译 · 阅读原文 (English)
一直在考虑扩大我对实物商品的敞口,而不仅仅是期货。具体来说,我正在思考如何超越典型的零售券商限制,进行直接石油或更大规模的农业合同交易的物流问题。机构方面的入职流程和KYC要求似乎完全是另一回事。这里有人有这方面的经验吗,尤其是在处理更大、流动性更差的头寸时,关于支付可靠性和费用结构?仅仅是点差差异就可能很快侵蚀利润。
Yeah, that's a whole different ballgame once you start looking at direct physical commodities. Have you considered whether a specialized commodities broker, rather than a general brokerage, might simplify some of those KYC hurdles for larger positions?
For direct physical commodities, beyond futures, you're often looking at specialized trading desks or firms, not your typical retail brokerage. The KYC is indeed a different beast, more akin to institutional or wealth management onboarding, focused heavily on source of funds and regulatory compliance for high-value transactions.
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