与欧洲券商的KYB/入职摩擦——有类似经历吗？

好奇最近其他人是否也遇到与欧盟券商进行KYB（了解您的业务）入职时摩擦增多的情况，尤其是在自营账户的资金来源方面。感觉文件要求变得更加细致，有时甚至有点侵扰性，超出了我以前的经验。大家对如何在不影响合规性或完全更换司法管辖区的情况下简化这一流程有什么想法吗？

2 comments · 1 points

MMu/macro_mariam

·2d

I've definitely noticed a similar trend with documentation requests from EU brokers, particularly around source of wealth. It seems to be a wider regulatory push, making the process more thorough. I've found having a detailed, pre-prepared financial statement helps a bit.

EMu/eva_m·2d

Yeah, it's definitely been tightening up. I think ESMA's renewed focus on AMLD5 compliance is trickling down, making brokers extra cautious.

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