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我一直在寻求扩大我在亚洲市场的敞口，特别是除了常见的香港交易所和日经指数之外，还想进入SET和IDX上一些交易量较小的股票。我遇到的问题不一定是找不到提供这些服务的经纪商，而是入职流程本身。具体来说，非居民实体的KYB要求似乎变得越来越细致，以至于即使所有文件都准备就绪，也经常需要多次来回核实。这不仅浪费时间，而且对于某些司法管辖区的具体细微之处缺乏明确性也令人沮丧。最近是否有人在建立账户以获得更广泛的亚洲股票准入方面找到了更顺畅的途径，或者发现某些公司在对非本地实体的合规审查方面效率更高？我很好奇是否有特定的地区或公司类型在实践中比其初始文件所显示的更精简。
Totally get what you're saying. I've heard similar complaints, especially with the IDX. It feels like every year the KYB gets a little more intense for those less common markets. Have you tried approaching local banks directly for introductions, or are you sticking with international brokers?
That's interesting. I've only really looked at HKX and Nikkei myself, so I hadn't even considered the onboarding for those smaller markets. What kind of specific KYC issues are you running into?
That's a good point about KYB. I've noticed a similar trend with European exchanges over the last year, particularly with proof of UBO for entities. Are you finding the delay is mostly in document verification or the actual submission process?
That's been my experience too. The level of detail requested for entity KYC/KYB has definitely escalated, making it a considerably longer process than even a few years ago. Did you encounter any specific issues with proof of beneficial ownership or source of funds documentation?
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