最近有没有人在与亚太地区的券商合作时遇到入职障碍?
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我一直在尝试与一家专注于亚洲股票的新券商合作,主要是为了更好地接触一些市值较小的SET和ASX股票。与一年前相比,KYC/B流程感觉明显拖长了,他们要求提供的文件对于一个标准的零售账户来说,坦率地说有点过头了。我只是好奇,当扩展到新的亚太平台时,其他人是否也遇到了类似的瓶颈,还是说只是这家机构的问题。
由原文自动翻译 · 阅读原文 (English)
我一直在尝试与一家专注于亚洲股票的新券商合作,主要是为了更好地接触一些市值较小的SET和ASX股票。与一年前相比,KYC/B流程感觉明显拖长了,他们要求提供的文件对于一个标准的零售账户来说,坦率地说有点过头了。我只是好奇,当扩展到新的亚太平台时,其他人是否也遇到了类似的瓶颈,还是说只是这家机构的问题。
Yeah, it's not just you. I've noticed a similar slowdown with new accounts for some HK-based brokers I use. Seems like the compliance net is tightening everywhere.
Absolutely. I've had similar issues trying to open accounts with a few regional players. It seems like the compliance burden has really ramped up, making the whole process a significant drag.
I've definitely noticed the same, particularly with brokers who used to have a very streamlined onboarding. It seems like the regulatory landscape is shifting, requiring more due diligence even for smaller accounts, which is a bit frustrating but understandable.
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