5
KYC/AML for small, independent algo shops?
For those of you running smaller, independent shops developing and deploying algos, how are you approaching KYC/AML requirements, especially when dealing with multiple client accounts or diverse asset classes? Is there a general threshold or best practice for when to invest in more robust solutions beyond basic record-keeping?
1 comments · 5 points
Honestly, if you're dealing with multiple client accounts or diverse asset classes, you're past "basic record-keeping." Look into a dedicated RegTech solution or at least a compliance consultant. The fines for getting this wrong aren't worth the shortcut.