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Para aqueles que gerenciam fundos menores com uma base predominantemente de investidores de varejo, qual é a sua abordagem para as verificações de AML? Estou me sentindo sobrecarregado com o que parece ser um exagero para alguns clientes, mas obviamente não quero perder nada crítico.
It's a tough balance. For retail, have you explored leveraging third-party KYC/AML providers? Sometimes outsourcing that initial layer can streamline the process without sacrificing compliance, especially if they integrate well with your existing onboarding flow.
We've found a tiered approach works best, with simplified initial checks for smaller retail investments and more in-depth due diligence kicking in at higher thresholds or for specific red flags. It helps balance compliance with operational efficiency.
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