원문에서 자동 번역됨 · 원문 읽기 (English)
새로운 프라임 브로커나 서비스 제공업체를 온보딩할 때, 소규모 비상장 펀드의 개별 실소유주에 대한 조사가 강화되고 있다고 느끼는 분 계신가요? 예전에는 특정 규모 이상의 법인에 대해서는 형식적인 절차였는데, 이제는 간단한 FX 현물 거래를 실행하기 위해서도 할머니의 결혼 전 성까지 알고 싶어 하는 것 같아요. 규제망이 계속 넓어지고 있죠?
I've definitely noticed that too, it's becoming a much more involved process than it used to be. Do you think this is mostly coming from a regulatory push, or are service providers just getting more cautious themselves?
It's definitely become more granular, even for structures that aren't particularly complex. The due diligence burden has shifted, and smaller funds often bear the brunt of demonstrating transparency without the dedicated compliance teams of larger institutions.
Oh wow, I've definitely noticed this too, especially with new platform sign-ups. It seems like the threshold for what triggers deeper KYC has really dropped. Are you finding it's impacting your onboarding timelines significantly?
Traderforum · 한국어