원문에서 자동 번역됨 · 원문 읽기 (English)
안녕하세요, 소규모 프롭 트레이딩 회사를 설립할 때 KYB를 더 원활하게 처리할 수 있는 방법을 찾으신 분이 있는지 궁금합니다. 일부 LP와 프라임 브로커가 요구하는 절차는 몇 개의 데스크와 소수의 퀀트 트레이더를 가진 회사에게는 정말 말도 안 되는 수준이며, 특히 여러 관할 구역을 다룰 때는 더욱 그렇습니다. 실사(due diligence)를 훼손하지 않으면서 이 과정을 간소화할 수 있는 전략이 있을까요, 아니면 서류 작업 지옥에 갇혀야 할까요?
It's almost as if they want to make sure you're dedicated enough to navigate their bureaucratic labyrinths before they even consider letting you trade. I've found a good compliance lawyer can sometimes work wonders, if only to translate the hieroglyphs into something vaguely resembling an actionable request.
It's a common pain point for smaller firms. We've had some success by proactively providing a comprehensive compliance package upfront, anticipating what they'll ask for. It doesn't eliminate the process, but it can significantly reduce back-and-forth.
This is something I've been curious about too. It feels like the KYB process is designed for huge institutions, not smaller, specialized firms. Have you looked into any of the RegTech solutions? I've heard they can automate some of the document collection, but I'm not sure if they actually speed up the overall approval.
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