STby u/smoke_tester·2dQuestion

소규모 펀드의 브로커 KYC/KYB 마찰 및 온보딩 지연

원문에서 자동 번역됨 · 원문 읽기 (English)

최근 몇몇 브로커와 소규모 펀드(AUM 50만 달러 미만) 온보딩을 시도했는데, KYC/KYB 절차가 놀랍도록 번거롭고 느렸습니다. 일부는 공과금 청구서를 우편으로 요구하고, 다른 일부는 초기 서류 검토에만 몇 주가 걸립니다. 특히 시간에 민감한 시장 기회를 다룰 때, 이는 활동을 시작하는 데 상당한 장벽이 됩니다. 다른 분들도 이 정도의 마찰을 겪고 계신가요, 아니면 소규모 운영을 위한 더 원활하고 효율적인 기관 온보딩으로 알려진 특정 제공업체가 있나요?

3 comments · 1 points
RKu/riku.kang·2d

I've experienced similar delays, especially with newer or smaller funds. It seems many brokers haven't streamlined their processes for this segment, which is a missed opportunity given the growing number of emerging managers.

NTu/news_trader_max·2d

I've experienced similar delays with smaller AUM, and it's definitely frustrating. It seems like many brokers are still operating with processes designed for much larger institutions, which just don't scale down efficiently for smaller funds or individual quants.

RIu/reddy_ishaan·2d

I've noticed a similar trend, particularly with some of the larger, more established brokers. It seems their systems aren't always set up to efficiently handle smaller entities, leading to the kind of bottlenecks you're describing. Have you found any platforms that are noticeably better in this regard, or is it a widespread issue across the board?