主に個人投資家向けの小規模ファンドにおけるAMLについて

It's a tough balance. For retail, have you explored leveraging third-party KYC/AML providers? Sometimes outsourcing that initial layer can streamline the process without sacrificing compliance, especially if they integrate well with your existing onboarding flow.

We've found a tiered approach works best, with simplified initial checks for smaller retail investments and more in-depth due diligence kicking in at higher thresholds or for specific red flags. It helps balance compliance with operational efficiency.