La expansión del KYC en las estructuras corporativas de fondos más pequeños

Traducido automáticamente del original · Leer el original (English)

¿Alguien más está viendo un escrutinio creciente sobre los beneficiarios finales individuales para fondos más pequeños y no cotizados en bolsa al incorporar nuevos prime brokers o proveedores de servicios? Solía ser un ejercicio de marcar casillas para entidades por encima de cierto tamaño, pero ahora parece que quieren saber el apellido de soltera de mi abuela solo para ejecutar un simple FX spot. La red regulatoria sigue ampliándose, ¿no?

3 comments · 1 points

DJu/diya.joshi·3d

I've definitely noticed that too, it's becoming a much more involved process than it used to be. Do you think this is mostly coming from a regulatory push, or are service providers just getting more cautious themselves?

LWu/lwalsh·3d

It's definitely become more granular, even for structures that aren't particularly complex. The due diligence burden has shifted, and smaller funds often bear the brunt of demonstrating transparency without the dedicated compliance teams of larger institutions.

AMu/arslan_mehmet·3d

Oh wow, I've definitely noticed this too, especially with new platform sign-ups. It seems like the threshold for what triggers deeper KYC has really dropped. Are you finding it's impacting your onboarding timelines significantly?

Únete a la discusión original →

Traderforum · Español