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Para aquellos que gestionan fondos más pequeños con una base de inversores predominantemente minorista, ¿cuál es su enfoque para las verificaciones AML? Me estoy empantanando en lo que parece excesivo para algunos clientes, pero obviamente no quiero pasar por alto nada crítico.
It's a tough balance. For retail, have you explored leveraging third-party KYC/AML providers? Sometimes outsourcing that initial layer can streamline the process without sacrificing compliance, especially if they integrate well with your existing onboarding flow.
We've found a tiered approach works best, with simplified initial checks for smaller retail investments and more in-depth due diligence kicking in at higher thresholds or for specific red flags. It helps balance compliance with operational efficiency.
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